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Opening an Account

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In order to open an account with us, in addition to an Application Form duly completed and signed by you, you will need to provide us with a list of supplementary documents depending on the type of your account as follows: 

 

Individual

 

   

 ►Please provide documents in List A

 

Company

Are you listed on LSE or an   equivelant exchange? (This excludes AIM and Plus Market)

 

 

Yes

 

►Please provide documents in List B

No

 

►Please provide documents in List C

 

Trust (Including SIPP) See List D and Who is the ultimate beneficiary and/or settlor? 

 

Trust

 

►Please provide documents in List C

Company ►Please see above

Individual

 

►Please provide documents in List A

 

Other

   

 

►Please contact us

 

 

  • List A - Individuals

         Proof of Identity

          All retail clients will be required to provide the original or certified copy of one of the documents listed below:
         • Current passport
         • National identity card
         • Driving license (photo cards only)

         Proof of Address

         The original or certified copy of one of the following documents (which must not be less than three months old):
         • Bank or building society statement
         • Utility bill (mobile phone bills NOT accepted)
         • Notice of tax coding • Credit card statement
         • Mortgage statement
         • Council tax demand

  • List B - Listed Companies

         • Board resolution authorising the opening of the account and conferring authority on those who are able to operate it
         • Proof of listing on a recognised exchange (LSE, NYSE, Euronext etc.)

  • List C - Unlisted Companies

         • Certificate of incorporation
         • Certificate of name change (if applicable)
         • Memorandum and Articles of Association
         • Latest annual accounts (if applicable)
         • List of shareholders extracted from company register (for each shareholder who owns 10% or more documents

            needed as per List A)
         • Evidence of registered address
         • Board resolution authorising the opening of the account and conferring authority on those who are to operate it
         • Authorised signatory list - for each authorised signatory please provide documents as per List A
         • List of Directors
         • Confirmation letter from the company directors

  • List D - Trusts

        
    • Trust deed and any supplements thereto
         • Confirmation letter from trustees
         • Resolution of the trustees authorising the opening of the account and conferring authority on those who are to operate it

  • Plus the following for the Trustees

        
    • Certificate of incorporation
         • Certificate of name change (if applicable)
         • Memorandum and Articles of associatio
         • Authorised signatory list - for each authorised signatory please provide documents as per List A

    *Original and Certified Copy Documents

    Certified copies of documents are acceptable.  However, these must be certified with the words "Original seen – certified true copy of the original by one of the following:  UK registered lawyer, banker or Notary Public. Certification must include the certifier's name, certifying capacity, contact details, date of certification and be independent of the party concerned.







    For any further information
    Email:info@maxisinvestments.co.uk 
    Tel: +4402077263316 
           +4402077263300